Connecticut Stock Broker Mismanagement Attorney

Smart diversification is a key strategy of most successful investors. If your stockbroker or financial manager steered you in the direction of putting most or all of your resources into one particular investment — and that investment failed — you may have cause for a lawsuit. Every stockbroker knows the importance of varying the types of stocks that an investor should purchase.

Connecticut Stockbroker Mismanagement Lawyer Serving Fairfield County

Failure to Diversify or Over-Concentration of Investments? Request a Consultation.

You may question whether it will be possible to prove that a broker failed to diversify your investments and how to do so. Edward W. Vioni, Attorney at Law, LLC, can help. Initial consultations carry no further obligation. Our law firm has helped many investors recover losses resulting from mismanagement of stocks and other financial products by way of failure to diversify.

A stockbroker should act like the professional that he or she is. If your broker did not diversify your investments or concentrated them too heavily in one particular area, he or she owes you an explanation — and perhaps compensation. Even if the broker claims that he or she did not know about the lack of diversification, that broker may be responsible for negligence. Breach of fiduciary duty equals irresponsibility and negligence.

Whether a broker intentionally failed to diversify or negligently failed to monitor your investments, legal action may be appropriate. Stockbroker fraud and mismanagement in the form of failure to diversify is not acceptable for a broker. Perhaps your broker failed to disclose the fact that you were putting all your eggs in one basket until it was too late. Fraud and misrepresentation are causes of action for lawsuits. You are right to seek legal counsel in this situation.

Contact Our Connecticut Law Firm

When you retain our services, you get dedicated, aggressive and cost-effective representation. We can supply you with references and case studies that demonstrate our law firm's capabilities for investors who have experienced unjustifiable losses. Call us at our Norwalk law offices today at 203-326-1229 to schedule a free consultation with a stockbroker fraud attorney in Connecticut. Failure to diversify? Attorney Edward W. Vioni is committed to exposing the truth and pursuing appropriate legal remedies on behalf of our stock broker fraud clients.